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AUSTRAC
Enrolment

Enrolment with AUSTRAC is a legal requirement. But enrolment alone isn't enough — you need a record of when you enrolled, what controls were in place, and who was responsible.

What is AUSTRAC enrolment?

If your accounting practice provides one or more designated services under the AML/CTF Act, you are a reporting entity and must enrol with AUSTRAC. Enrolment must be completed within 28 days of first providing a designated service — and from 1 July 2026, that deadline applies to all Tranche 2 entities including accountants, bookkeepers, and tax agents.

Enrolment is done directly at austrac.gov.au. But enrolment is only the first step — before you enrol, AUSTRAC expects you to have your compliance controls already operational. Enrolment is a declaration that your program is in place, not a starting gun.

Enrolment is not the same as registration. Most accountants need to enrol, not register. Registration applies to a narrower set of entities providing higher-risk services such as remittance or digital currency exchange. If you are unsure which applies to your practice, check the AUSTRAC website or seek advice from your professional body.

What controls must be in place first?

AUSTRAC expects the following controls to be genuinely operational before you enrol — not planned, not in progress, but actually in place. Ticking these at enrolment is a formal declaration that they exist in your firm today.

Controls must be evidenced, not just declared. An AUSTRAC auditor or independent reviewer can ask you to produce your training register, a DVS check you performed, a sanctions screening result, or evidence of ongoing client monitoring. Each control must be demonstrable — not just ticked.

What happens if you don't enrol?

Failing to enrol by the required deadline is a breach of the AML/CTF Act. From 1 July 2026, any accounting practice providing designated services without being enrolled with AUSTRAC is operating in breach — regardless of whether any other compliance obligations have been met.

Operating as an unenrolled reporting entity exposes your practice to civil penalties and regulatory action. It also means any CDD, training, or program documentation you have produced has no legal standing until enrolment is complete. Enrolment is the gateway obligation — everything else flows from it.

How SimpleAML records your AUSTRAC enrolment

SimpleAML is a compliance register, not a hosted document storage system. It records that your controls are in place and that enrolment was completed — with the dates, reference numbers, and accountability trail an auditor needs to see. Your actual program documents, training certificates, and screening reports stay in your firm’s own filing systems, where they belong.

SimpleAML stores records locally in your browser on your device. It does not currently provide multi-user cloud sync. You should export and back up your records regularly.

Best for sole practitioners and small firms. SimpleAML is most suitable for sole practitioners and smaller firms where one person mainly manages AML/CTF compliance.

Browser-based local storage. Data is stored in the browser on your device, not in a shared cloud account run by SimpleAML.

What the app does for you

  • Controls declaration — tick only the controls that are genuinely operational; where SimpleAML has found evidence (training records, AMLCO appointment, program approval), controls are pre-ticked and marked as verified
  • Inherent risk, controls count, and residual risk displayed together — so you can see exactly what you are declaring and whether your residual risk is defensible
  • Direct link to enrol at austrac.gov.au — opens the AUSTRAC enrolment page from within the app
  • Enrolment record — date enrolled, AUSTRAC reference number, staff member who enrolled, and AMLCO notification date
  • Enrolment confirmation declaration — a formal acknowledgement that controls are operational at the time of enrolment
  • Additional controls notes field — document any controls specific to your practice that aren't auto-detected

The enrolment screen in SimpleAML unlocks automatically once your firm profile, risk assessment, and AML/CTF program are complete — ensuring you only enrol once the foundational steps are genuinely done.

Get your enrolment record in order

SimpleAML walks you through every step before enrolment and records the details you'll need to show AUSTRAC. No account needed.

Open SimpleAML Free →
Important: SimpleAML is a compliance assistance tool only and does not constitute legal advice. Users are responsible for ensuring their own compliance with AUSTRAC requirements. Seek independent legal advice where required. Developed by Click Seed Pty Ltd ABN 87 656 256 567.