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Tranche 2 — AML/CTF Obligations
AML/CTF obligations commence 1 July 2026 for accounting practices.
Enrolment opens 31 March 2026 and must be completed within 28 days of providing a designated service.
Designated Services
0
In-scope confirmed
Total Clients
0
High Risk
0
Flagged for review
Active SMRs
0
Reviews Due (30d)
0
Overdue Reviews
Program Readiness
Calculating
0%
Tranche 2 Compliance Score
Risk Distribution
Low
0
Medium
0
High
0
Recent Clients
View All →
No clients yet
Entity Overview
All registered clients — searchable, filterable, paginated
Total Entities
0
High Risk
0
Reviews Due (30d)
0
Compliant Rate
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| Entity | Type | Designated Service | Jurisdiction | Individuals | Risk | Review Due | SMR | Status | Version |
|---|
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1
Designated Services Scoper
Table 6 AML/CTF Act — confirm in-scope services
About Designated Services
AML/CTF obligations apply based on what services you provide, not simply because you're an accountant. Select all services JJ162 currently provides. Common misconception: "We don't handle cash, so AML doesn't apply." Many firms are in-scope due to trust accounts, transactions, or restructures.
Table 6 — Accounting Designated Services
Risk Appetite Statement
Firm Risk Assessment
ML/TF/PF risk — must be maintained and current
Not Started
Service Risk Rating
Client Risk Profile
Proliferation Financing (PF) Risk
PF is the financing of weapons of mass destruction proliferation. Required under the reformed AML/CTF Act. All practices must document PF exposure and controls.
Country Risk Register
Check: FATF High-Risk list, DFAT Consolidated Sanctions, Basel AML Index.
No countries added yet
Overall Firm Risk Rating
AUSTRAC Enrolment
Opens 31 March 2026 — must complete within 28 days of providing designated services
Not Enrolled
Key Enrolment Dates
31 March 2026 — Enrolment opens
1 July 2026 — AML/CTF obligations commence
29 July 2026 — Enrolment deadline for entities providing designated services from 1 July 2026
1 July 2026 — AML/CTF obligations commence
29 July 2026 — Enrolment deadline for entities providing designated services from 1 July 2026
Enrolment Record
Enrolment Checklist
Designated services identified & confirmed
Complete the Designated Services tab first
AMLCO appointed (fit & proper person)
See Appointments tab
AML/CTF Program documented & approved
See Policy & Approval tab
Firm risk assessment completed
ML/TF/PF risks documented and rated
CDD procedures ready for first client
DVS, PEP, sanctions, beneficial ownership processes
Staff training completed before 1 July 2026
All relevant staff trained on obligations
Annual Compliance Report
All reporting entities must submit an Annual Compliance Report to AUSTRAC. The first report for Tranche 2 entities will be due in 2027.
Not yet due
Client Risk Profiler
CDD must be completed before providing a designated service
Client Risk Feed
Evidence Vault
AUSTRAC audit-ready document register
All
Low
Medium
High
| Entity | Type | Designated Service | Jurisdiction | Individuals | DVS | PEP | Sanctions | BO | Risk | Review Due |
|---|
Personnel Due Diligence
Initial & ongoing PDD for all AML/CTF-related personnel
PDD Requirement
You must conduct initial PDD before appointment and ongoing PDD to check background, verify, and monitor the suitability and integrity of all AML/CTF-related personnel.
New PDD Record
| Staff Member | Role | PDD Type | Date | Next Review | Checks | Status |
|---|
No PDD records yet
Policy & Approval
AML/CTF program documentation & senior manager sign-off
Unchecked
Program Document
Click or drag to upload PDF / Word
Review Dates
Program Checkpoints
Part A (General) — Governance framework
Accountability, risk appetite, governance arrangements
Part B (KYC/CDD) — Customer identification
CDD procedures, beneficial ownership, ongoing monitoring
Proliferation Financing (PF) controls documented
PF risk assessment and screening procedures included
Firm-level risk assessment attached
ML/TF/PF risk assessment document referenced
Tipping-off policy documented
Procedures for SMR filing and non-disclosure obligations
Training program documented
Annual staff AML/CTF training schedule
0 / 6 complete
Senior Manager Approval
The AML/CTF program must be formally approved by a senior manager. The governing body must be notified upon approval. This record serves as evidence for AUSTRAC review purposes.
✓ Program Approved
Training Register
Staff AML/CTF/PF training log
Log Training
0 records
| Staff | Module | Completed | Expiry | Status |
|---|
No training records yet
Appointments & Governance
Official regulatory appointments — JJ162
JJ
Johnny Jim
Principal Compliance Lead
Entity
JJ162
Appt. Date
01/07/2023
Fit & Proper Assessment
✓ Completed
Regulatory Appointments
AML/CTF Compliance Officer (AMLCO)
Primary regulatory liaison & oversight — must meet AUSTRAC fit & proper person requirements
Reporting Officer
Threshold & Suspicious Matter Reporting (SMR/TTR)
Board/Owner Approval Record
Resolution #2023-04 — Governance Documentation
Delegation Authority Record
Full Executive Power & Resource Management
Personnel Due Diligence — AMLCO
Initial PDD completed prior to appointment (Tranche 2 requirement)
As sole partner of JJ162, Johnny Jim holds ultimate accountability for the AML/CTF Program implementation and maintenance. The AMLCO role requires genuine authority, oversight capability, and ongoing suitability assessment per AUSTRAC's fit and proper person requirements.
About & Support
Product information and contact details
About This Product
JJ
JJ162 AML/CTF Compliance Hub
Tranche 2 — Accountants Edition · v1.0
This tool is designed to help Australian accounting practices prepare for and maintain compliance with AML/CTF obligations under Tranche 2 legislation, effective 1 July 2026.
Developed by
Click Seed Pty Ltd
ABN 87 656 256 567 · Australia
Support
For technical support, questions, or feedback about this product, please contact us by email.
clickseedaustralia@gmail.com
Key Compliance Note
7-Year Record Retention Requirement
Under the AML/CTF Act, reporting entities are required to retain all AML/CTF records for a minimum of 7 years from the date the record was made or the transaction was completed. This includes customer identification records, transaction records, and AML/CTF program documentation.
Failure to retain records for the required period may result in regulatory action by AUSTRAC.
Under the AML/CTF Act, reporting entities are required to retain all AML/CTF records for a minimum of 7 years from the date the record was made or the transaction was completed. This includes customer identification records, transaction records, and AML/CTF program documentation.
Failure to retain records for the required period may result in regulatory action by AUSTRAC.
This tool is provided for compliance assistance purposes only and does not constitute legal advice. Users are responsible for ensuring their own compliance with AUSTRAC requirements.
Click Seed Pty Ltd makes no warranty, express or implied, as to the accuracy, completeness or fitness for purpose of this tool. Users should seek independent legal or compliance advice where required.
Click Seed Pty Ltd makes no warranty, express or implied, as to the accuracy, completeness or fitness for purpose of this tool. Users should seek independent legal or compliance advice where required.